Regulators around the world are placing financial institutions under ever-greater scrutiny to ensure compliance with evolving requirements.
Increasingly, large banks are receiving hefty penalties for repeated failures in their systems and controls.
The pressure falls on compliance teams to anticipate, prevent, and detect financial crime threats and breaches.
Join us for the second in a series of webinars co-hosted by Thomson Reuters and Napier on best practices in compliance risk management. In this webinar, industry leaders will share their insights on how to ensure your organisation is operationally compliant with the ever-changing regulatory requirements.
In this session, discover:
- How to determine if your code of conduct is truly embedded within the firm’s culture
- How specialist training resources and e-learning platforms can help maintain compliance competency
- Key considerations for senior managers and compliance professionals for mitigating potential risks
- Why it’s crucial to learn from compliance weaknesses in your firm and the dangers of maintaining ‘business as usual’
Sign up to hear expert insights on the major operational challenges facing compliance teams today and how to address them.