Strategies to ensure compliance systems and controls withstand regulatory scrutiny

Cost of Compliance Webinar Series - Episode 2

Synopsis

Regulators around the world are placing financial institutions under ever-greater scrutiny to ensure compliance with evolving requirements.

Increasingly, large banks are receiving hefty penalties for repeated failures in their systems and controls.

The pressure falls on compliance teams to anticipate, prevent, and detect financial crime threats and breaches.

Join us for the second in a series of webinars co-hosted by Thomson Reuters and Napier on best practices in compliance risk management. In this webinar, industry leaders will share their insights on how to ensure your organisation is operationally compliant with the ever-changing regulatory requirements.

In this session, discover:

How to determine if your code of conduct is truly embedded within the firm’s culture
How specialist training resources and e-learning platforms can help maintain compliance competency
Key considerations for senior managers and compliance professionals for mitigating potential risks
Why it’s crucial to learn from compliance weaknesses in your firm and the dangers of maintaining ‘business as usual’

Sign up to hear expert insights on the major operational challenges facing compliance teams today and how to address them.

In partnership with Napier

Register for on-demand

Email Address*

First Name*

Last Name*

Company*

Organisation Type*

Job Function*

Business Phone*

City

Country*

I acknowledge that Thomson Reuters will share my personal data with Napier Technologies.

By using any Thomson Reuters or its related bodies corporate (TR) website, application, including mobile application ("app"), product, software or service or, otherwise, providing us with any of your (or any other person's) personal information you consent to our collection, use and disclosure of your personal information in accordance with (and agree to the terms of) our Privacy Statement (which can also be found at https://www.thomsonreuters.com/en/privacy-statement.html or we will provide you with a copy of our Privacy Statement if you email us at privacy.issues@thomsonreuters.com and request a copy). Do not proceed to use any of our websites, products or services or provide any personal information to us if you do not consent/agree to our Privacy Statement.

*As a joint event partner, Napier Technologies will have access to registrants details, to store and process the personal information submitted for their marketing and communication purposes. You can unsubscribe at any time, please read Napier’s Privacy Policy here.

Featured speakers